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Frequently Asked Questions

We believe in simplicity in our approach and transparency in our dealings.

Does a Business Associate have to be registered with NSE, BSE and SEBI?

Yes, to become an authorized Business Associates it is necessary to get registered with the respective stock exchanges and SEBI

What are the eligibility criteria for becoming a Business Associate of Paterson?

Following are the eligibility criteria for starting as a Business Associate: 2-3 years of experience in the broking business, either as a sub/main broker or as an employee of a main/sub-broker.
Basic qualification required is HSC. In case you don't have a basic qualification, you must be a matriculate with minimum 2 years of experience in the capital market.
- Producing certificate would be mandatory.
- Your age at the time of application should be minimum 21 years.
- A minimum Cash deposit of Rs.50000

What are the infrastructure requirements for becoming a Business Associates?

The infrastructure and financial requirements are:
- Office space of approximately 300 - 500 sq feet, preferably in a prime location of your city/town.
- Hassle-free connectivity through the internet. Log in from anywhere, anytime to address your business requirements on your time.

Will the employees of Business Associates receive Product Training from Paterson Securities?

Yes, employees of Business Associates will be trained on all the product offerings and consistent assistance will be provided in understanding different aspects across the product line.

Do I have to coordinate with different departments in Paterson Securities for my different queries?

No, you do not have to approach different departments at Paterson securities. You can approach our Relationship and Support Desk to solve all your queries.

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Attention Investors:
Prevent unauthorized transactions in your DEMAT/Trading account --> Update your mobile numbers/email IDs with your Depository Participant/Stock Brokers. Receive alerts for all debit and other important transactions directly from Exchange/CDSL/NSDL on your registered mobile no. /email id at the end of the day. KYC is one-time exercise while dealing in securities markets - once KYC is done through a SEBI registered intermediary (Broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary.ASBA : "No need to issue cheques by investors while subscribing to IPO. Just write the bank account number and sign in the application form to authorise your bank to make payment in case of allotment. No worries for refund as the money remains in investor's account.……………………… Issued in the interest of Investors.

Procedure to file a complaint on SEBI SCORES: Register on SCORES portal.

CDSL, as a Depository has made the Investor Charter available on URL:


  1. Stock Brokers can accept securities as margin from clients only by way of pledge in the depository system w.e.f. September 1, 2020.
  2. Update your mobile number & email Id with your stock broker/depository participant and receive OTP directly from depository on your email id and/or mobile number to create pledge.
  3. Pay 20% upfront margin of the transaction value to trade in cash market segment.
  4. Investors may please refer to the Exchange's Frequently Asked Questions (FAQs) issued vide circular reference NSE/INSP/45191 dated July 31, 2020 and NSE/INSP/45534 dated August 31, 2020 and other guidelines issued from time to time in this regard.
  5. Check your Securities /MF/ Bonds in the consolidated account statement issued by NSDL/CDSL every month.

Kindly make sure you read the account opening documents as prescribed by SEBI. Secure your account from unauthorized transactions by updating your mobile numbers/email IDs. Recieve information directly from the exchange on your mobilie/email at the end of the day.Issued in the intrest of the investors. In case a client has any query/feedback/clarification/complaint write to